In obstetrical litigation cases, the significance of an
elevated number of nucleated red cells in the fetal circulation is often debated. The key issues are the assertion that the
mechanism is due to hypoxia or asphyxia, and that the process is chronic requiring the elevation of erythropoietin levels.
A review of the literature demonstrates reasonable evidence that in some cases fetal asphyxia is accompanied by an elevation
of nucleated red cells. However, nucleated red cells can be elevated in a wide variety of fetal and maternal conditions including
maternal diabetes, maternal hypoxemia, fetal infection, fetal hemorrhage, and fetal maternal allogenic blood type sensitization.
There is some evidence for an increase in nucleated red cells following asphyxia at a rate too rapid to be accounted for by
erythropoietin. Chronic fetal hypoxia, as evidenced by intrauterine growth restriction and absent or reversed end diastolic
umbilical blood flow, is associated with elevated nucleated red cells. From the perspective of a pathologist, a potential
mechanism for a sudden rise in nucleated red cells is injury to sinusoidal endothelium in beds subject to ischemia as part
of the fetal response to hypoxia or partial asphyxia, namely in the liver and marrow. Another hypothesis plausible from a
pathologist’s perspective is that the elevation in at least some growth restricted fetuses may not be chronic hypoxia,
but intermittent partial asphyxia from large infarctions of the placenta.
A common question in legal consultations about the placenta is: “Can the nucleated red cell count at birth be
used to time the onset of fetal asphyxia?”. Not an easy question to answer. First, all the confounding causes must be excluded 1 (see review below).
Fetal hemolysis from Rh alloimmunization, also called erythroblastosis fetalis, demonstrates large numbers of nucleated red
blood cells (nRBCs) in the fetal blood. Mothers with ABO or other red cell antigen IgG antibody can also have fetal hemolysis
and erythroblastosis. Fetal hemorrhage stimulates erythropoiesis and can increase nucleated red cell levels. Infection, most
strikingly with Parvo virus (Fig1), but also with other STORCH infections, and perhaps ascending infection may elevate nucleated red cells. Chronic maternal
hypoxia from smoking, asthma, or high altitude may elevate nucleated red cells. Small infants with intrauterine growth retardation
and large infants from diabetic mothers may all have increased nucleated red cells.
If all the reported confounding variables can be eliminated, then an elevated nucleated red cell count might provide
information about intrauterine asphyxia. There is reasonable clinical evidence that nucleated red cells elevate in some infants
following fetal asphyxia. Some authors cite the experimental and conceptual model of an episode of hypoxia leading to an increase
in erythropoietin secretion which increases production of red cells and release of immature red cells. This process could
take days to elevate circulating nucleated red cells. I believe that a simpler and more probable model is that the endothelium
that restricts already formed immature red cells from the circulation responds to ischemic injury by premature release of
those immature red cells. The best evidence for this is not from intrauterine
asphyxia, but from infants who have cardiac arrest and resuscitation. In a study that was able to look at nucleated red cells
counts before and after arrest demonstrated an elevation within 2-3 hours after resuscitation. There are anecdotal human cases
that also suggest an elevation in a matter of hours.
In utero, even at term, there is substantial erythropoiesis in the liver sinusoids. Infants dying of intrapartum asphyxia
in the neonatal period can show centrilobular necrosis with apparent escape of nucleated red cells into the vascular space.
Post mortem light microscopy can not prove this mechanism, but it graphically shows the plausibility of this concept (Fig 2). A corollary to this idea is that release of liver nucleated red cells would be more likely in cases with prolonged partial
asphyxia. In this situation blood is shunted from the liver to protect the brain and heart giving time for liver injury to
develop. A sudden complete asphyxial injury might be less likely to produce liver injury and nucleated red cell release. This
concept is analogous to the patterns of brain injury produced in the fetal monkey by Myer2. Complete asphyxia with
resuscitation leads to selective neuronal necrosis, but partial asphyxia before complete asphyxia leads to more wide spread
white and grey matter injury. This is only a hypothesis, but it could explain the studies that show a significant correlation
of neurologic deficits with elevation of nucleated red cells at birth. Teleologically, ischemic injury of the liver might
be a signal to release immature red cells as a compensatory mechanism.
Infants with growth retardation and with loss of end diastolic velocity in the umbilical cord have an elevation of
nucleated red cells. The studies did not include placental pathology. One interpretation is that the placentas have decreased
utero-placental flow which causes constriction of chorionic vessels to match circulation to respiration, analogous to ventilation
perfusion matching in the lung. The decreased perfusion leads to severe chronic hytpoxia with increased erythropoiesis and
elevated nucleated red cells. Chronic hypoxia after the initial stimulation of erythropoiesis may establish a new equilibrium
without increased nucleated red cells. Most infants that I have autopsied with severe growth retardation demonstrate multiple
large infarctions of the placetna (Fig 2). An infarction initially shows fetal vasodilation which favors blood flow through
the dead tissue. There are no studies of how much excess metabolic acid is produced, but in an already ischemic placenta,
the insult could conceivably result in fetal acidosis and hepatic endothelial injury hence elevating nucleated red cells.
Many of the published studies were able to measure nucleated red cells in cord blood. This is easier and more accurate
than counting nRBCs in the placenta. Nucleated red cells can be counted as an absolute number per volume or as a relative
number compared to white blood cells. The former method avoids distortion by elevated white blood cell counts, but might be
distorted by anemia. A few studies count nucleated red cells in relationship to red cell count. Unless white cell counts are
clearly abnormal, the traditional nRBCs per 100 WBC seems a reasonable measure for manual counts, and certainly for counts
estimated from placental vessels in section. One problem with this count is that 0 is a substantial part of the distribution
of values, making some statistical calculations difficult. Studies often use the natural log value of the count in performing
statistical tests. One study even reported results as the natural log!
Other published studies relied on blood drawn from the neonate in the first 24 hours which could be quite different
from the cord blood. A few studies tried to look at the curve of disappearance of nucleated red cells. Perhaps most surprising
is how fast they disappear in normal neonates. Ideally, the rate of nRBCs disappearance might identify infants with an ongoing
erythropoietic stimulus compared to those with a single asphyxial event. Another idea is that the curve up and down of nucleated
red cells could time the onset of asphyxia, but the evidence is not convincing to me.
There just isn’t enough information on the kinetics of nucleated red cell release and removal to make reliable
Except in one early paper, authors have not tried to identify
types of nucleated red cells. Most identifiable nucleated red cells are orthochromatic normoblasts. However, in some conditions,
such as Parvo virus infection, there appear to be many less mature forms, not easily identified but including erythroblasts
(pronormoblasts), basophilic normoblasts, and polychromatic normoblasts. There may be some value in identifying the numbers
of less mature erythrocytes to distinguish different mechanisms of red cell release into the circulation. This requires a
cord blood smear, rather than a placental section.
Background on nucleated red cells in the fetal circulation:
Normative data at term and confounding variables
An early study of placental blood nucleated red cell counts in 400 infants with birth weights from 1,080 to 5,350 grams
without any exclusions found an average of 9.8 nRBC/ 100 WBC. (8.7 normoblasts, 1.1 erythroblasts)3. Not surprisingly,
the counts were higher in the lower weight and premature infants and in the highest weight infants some of whom were hydropic
and others likely from gestational diabetes. Of 7 cases with elevated nucleated
red cells, six returned to normal within 4 days. Premature infants tended to have a higher ratio of erythroblasts to normoblasts.
A study of nucleated red blood cell counts in umbilical
cord blood of 1112 infants ≥ 2,500 g found a mean 8.55, SD 10.27, median of 5 and mode of 1, range of 0 to 89 with a
substantial number of 0 values (all expressed as nRBC/100WBC)4. The authors eliminated 9 outliers with NRBC over
100, but retained a long tail on their curve with higher counts of low frequency. The outliers had no complications except
one had meconium aspiration, maternal diabetes and ABO incompatibility. The authors found several significant relationships
most notably to maternal diabetes (mean 14.6 nRBC/100WBC) and meconium in the amniotic fluid (11.1 nRBC/100 WBC). Some confounding
variables such as ABO incompatibility and evidence of maternal fetal hemorrhage were not systematically tested and eliminated.
Keeping infants of diabetic mothers as part of the normal population would shift the mean to higher values. A few meconium
stained fetuses due to asphyxia may have elevated the mean for the meconium group, rather than meconium passage being the
Infants of diabetic mothers
A study of neonatal nRBC counts between 12 and 24 hours of life found that 54 non-asphyxiated infants of diabetic mothers
had a mean count of 8.3 nRBC/100WBC and a mean absolute count of 1.4 X109 nRBC/L compared to 1.7nRBC/100WBC and
0.4 nRBCx109/L in 102 controls5. They recommended using absolute nRBC counts because there was a significant
difference in WBC counts, 17x109/L in infants of diabetic mothers compared to 27.3x109 in controls.
ABO incompatibility does not produce severe hemolytic disease of the newborn. A series of infants with direct Coombs
positive antibodies (61mild, 14 moderate and two high titers with 76 of 77 showing ABO incompatibility between mother and
infant) had a mean of 28 ± 55 nRBC/100 WBC compared to 1,584 controls with 8.37±
14 (P=<.0001)6. In the whole study there were 10 outliers with nRBC’s greater than 100/ 100 WBC (range
101-327). Six of these had moderate positive Coombs antibody (one also had meconium aspiration syndrome, and another had hypoxic
ischemic encephalopathy). Of the other 4 cases, one had trisomy 21 and one was the infant of a diabetic mother, but two were
A study comparing 37 sets of concordant, appropriate weight for gestational age twins with 29 control infants found
a significant difference in nRBC counts using multiple regression that included Apgar scores and gestational age7.
The difference however was of small magnitude with wide variation, expressed as mean and standard deviation, twins 451 ± 376
versus controls 297 ± 484 nRBC x106/L
A study of 359 patients with birth weight between 499 and 1751 grams and a nRBC count within 24 hours found by multiple
linear regression, a significant increase of nRBC counts in 166 infants with histological chorioamnionitis, but not with clinical
chorioamnionitis8. The value was expressed as the natural log of the nRBC/100 WBC with cases 3.17 ± 1.04 versus
controls 2.71 ± 1.27. The histological definition of chorioamionitis was not standard as inflammation had to be present in
both amnion and chorion. In practice many placentas diagnosed as chorioamnionitis have neutrophils confined to the chorion.
Chronic fetal hypoxia
Most studies have investigated the relationship of nucleated red cells with fetal hypoxia by correlating conditions
thought to be the result of hypoxia rather than measuring intrauterine oxygen concentration.
A study of term, appropriate gestational weight infants
compared absolute nucleated red blood cell counts in 28 mothers with active asthma compared to 29 controls
9. Patients with other conditions known to affect nucleated red
blood cells were excluded. Nucleated red cell counts correlated directly with a standard score of maternal asthma (0-4), P<.001.
Counts of granulocytes, lymphocytes and hematocrit were also significantly elevated. The nucleated red cell counts obtained
before 12 hours of life were expressed x 106/L. The controls had a median (range) of 223 (0-2346) and patients
633 (0-8749), but the actual distributions were not published. Asthma severity varied and persistent chronic hypoxia was not
documented in the patients which might explain the wide range. More surprising is the wide range in controls despite attempts
to control known confounders. The difference in the medians is only a factor of 2.
Polycythemia and erythropoiesis
The same group of investigators compared absolute nucleated red blood cell counts in term, appropriate weight polycythemic
infants of nondiabetic, nonsmoking mothers obtained before 12 hours of life to consecutive controls10. Polycythemia
was defined as a venous hematocrit greater than 65% and was speculated to be due to chronic intrauterine hypoxia. Patients
with confounding factors including transfusion were excluded. The patients had significantly elevated median nucleated red
cells 330 (0-3439) compared to controls 170 (0-588) nRBCx106/L at P=.02. By dividing the median nRBC by the median
total RBC count, there were 44 nRBC/1000RBC in polycythemic infants compared to 32 nRBC/1000RBC in controls. Thus, the increase
in nucleated red cells is not completely proportionate to the overall increase in nRBCs.
Another study correlated cord blood erythropoietin levels with nucleated red cell counts in normal term infants with
a R2 = 0.278 regression line11. Direct inspection of the graph shows for four cases with very high erythropoietin,
>300 mu/ml, of which 2 had less than 10, one with 30, and one with 150 nRBC/WBC. Thus, erythropoietin and nRBCs are not
always directly related.
Intrauterine growth restriction and/or preeclampsia
Small gestational size may be due to disease causing placental ischemia or decreased exchange function such as maternal
floor infarction or fetal thrombotic vasculopathy. Intrauterine growth restriction can also be due fetal disease unrelated
to placental function. Preeclampsia is associated with placental ischemia. However, placental ischemia may not necessarily
produce fetal hypoxia. Some studies tried to correlate small infants with umbilical cord pH at birth. Others reasoned that
fetal hypoxia could be assumed in infants with no or reverse end diastolic velocity in the umbilical artery. Finally, studies
using intrauterine umbilical blood sampling were able to directly detect fetal hypoxia, although the studies did not generally
have multiple samples over the gestation.
A study that intended to show the relationship between chronic hypoxia and nucleated red blood cells compared 4 groups based on small for gestational size versus appropriate size, each with and
without nRBC counts above the 90th percentile sampled before 6 hours of age12. The “small size,
elevated nRBC” group (N=9) did have a significantly lower umbilical cord pH than the “normal size, normal nRBC”
group, as well as more complications. However, the authors’ conclusion that the elevated nRBC group distinguished chronically
hypoxic small infants could not be sustained from the data. The “normal size, high nRBC” group had an identical
mean umbilical cord pH on their figure 1. If the mean cord pH was 7.11, possibly the elevated nRBC counts could have been
due to peripartum asphyxia. A similar study of 906 neonates divided into
the same four groups by the same criteria, but whose outcome values were based on number below certain cutoffs, such as arterial
pH <7.20 and umbilical arterial base excess <-8 mmol/L also found a statistical association of “small size, high
nRBC” with cord acidosis, poorer Apgar scores, and increased neonatal complications13. The “small size,
normal nRBC” group was comparable on these measures to the “normal size, normal nRBC” group. This study
also can not separate peripartum asphyxia from chronic hypoxia.
In a study, 19 small for gestational age fetuses with absent or reversed end-diastolic velocity on umbilical artery
Doppler studied within three days of delivery were found to have increased nRBC counts (135 ± 138 nRBC/ 100 WBC) in the first
24 hours compared to 33 small for gestational age fetuses with normal end-diastolic flow (17.4 ±24 nRBC/ 100 WBC)14.
The normal velocity group had a higher WBC count, 11,700/ml, compared to the abnormal group mean of 6,600/ml, but this difference
is small compared to the nRBC differences. The abnormal flow group showed multiple other significant mean differences including
lower birth weight (independently correlated with nRBC count), and measures of greater cord blood acidosis (not correlated
with nRBCs). Hemoglobin and hematocrit means were not different. For the abnormal flow group the mean time to < 5 nRBC/100
WBC after birth was 3.4 days (1-11 days range).The authors also found lower platelets in the abnormal flow group. The authors
hypothesize that the low platelets and normal hemoglobin levels despite elevated nRBCs suggest increased consumption likely
due to intravascular placental thrombosis corresponding to the higher placental resistance.
Another study of infants with in utero abdominal circumference < 5th percentile who had a Doppler study
within 5 days of birth, umbilical cord blood counts and daily neonatal counts also demonstrated increased nRBCs in infants
with absent or reversed end diastolic umbilical artery velocity, 65 (2-720), 144 (9-964) respectively, compared to positive
velocity 22(2-201), expressed as median (range) nRBC/100WBC15. Likewise days until counts were <5nRBC/100WBC
were similarly arrayed median (range), positive velocity 1 (0-2), absent velocity 3.9 (1-8) and reversed velocity 5.2(1-13).
The umbilical blood counts at birth for the four neonates that died showed 964,720,273 and 203 nRBC/100WBC. This study collected
a large amount of peripartum and neonatal data which confirmed the association of absent or reversed end diastolic umbilical
artery velocity with poor outcome. In stepwise multiple regression many factors were independently related to nRBC count,
yet it was not clear that each of these factors was independent of the others.
The authors of the above study had done a similar study looking not at fetal size but the values for Doppler velocity
studies in uterine, umbilical, and fetal arteries compared to similar outcome variables16. The number and approach
to the variables is confusing, but again there is an overall correlation of worse Doppler velocities with higher nRBC counts16.
Another study of growth restricted infants looked at not only cord blood nRBC counts, but days of persistence of elevated
nRBCs based on daily counts and compared these values to a wide range of neonatal outcome variables17. They conclude
“The wide range in numbers, complex relationship between triggering factors and effects of other perinatal variables
limit the use of the NRBC count as a predictor of perinatal complications”.
A study of genetic amniocentesis cord blood samples evaluated
pH, pO2, pCO2, glucose, hemoglobin concentration and nRBC counts from 38 growth retarded fetuses at gestation from 21 to 36
weeks18. The control values for nRBC/100 WBC were said to have leveled off at 23 weeks of gestation and remained
at that level, 25nRBC/100WBC. Some of the infants demonstrated marked lactic and/or respiratory acidosis, correlated with
hypoxemia. The highest nRBCs (over 500/100WBC in 6 cases) were correlated with the most severe hypoxia. Hypoxia did not correlate
with hemoglobin concentration, nor degree of growth retardation (based on abdominal circumference). The authors suggest that
some growth retardation would not have been on the basis of utero-placental ischemia. Some infants with a difference of 2
or 3 kPa of O2 did not have lactic acidosis nor increased nRBCs. The infants on the graphs of results were not individually
identified. It was not possible to know if those without lactic acidosis were also the infants without nRBCs.
A study of umbilical cord blood samples for karyotype in growth restricted fetuses grouped by absent (32 fetuses) versus
normal end diastolic umbilical artery velocity (26 fetuses), found that the only significant predictors of fetal or neonatal
death are a nucleated red cell count above 15 x109/l and degree of growth restriction19. nRBC counts
did not correlate with hematocrit.
Asphyxia or acute anoxia
reviewed the older literature on nucleated red blood cells in the neonate and umbilical cord/chorionic blood in an article
in 194120. The main purpose of the article was to establish normative value for term and preterm infants and aborted
fetuses. The term infants averaged one 7.3 nucleated red cells(nRBC) per 100 white blood cells (WBC) in cord blood smears
and less than 1 per thousand red cells counting in the placental villi. An asphyxiated infant who died at one hour of age
was an outlier with 54 nRBC / 100 WBC in the cord blood smear, and in the text 3 nRBC/ 1000 RBC in the placental villi. They
related this to an earlier conclusion in a 1929 German paper that an elevation of nucleated red cells was a response of the
fetus to a stress such as hemorrhage.
Fox cited Anderson in his own investigation of nRBCs in the placenta.He used a careful counting method with a cut off of approximately 1 nRBC/1000RBC21.
Elevated nRBCs had no association with preeclampsia, hypertension or prematurity, but had a strong positive correlation with
fetal distress and neonatal asphyxia, p<.0001. There were no specific criteria of distress or asphyxia. Of 36 placentas
of stillbirths, 22 (61%) had elevations. 7 of the 14 placentas without elevated nucleated red cells were from deaths immediately
after antepartum maternal hemorrhage.
In 1970 three cases of elevated nucleated red blood cells were reported in newborns, two with asphyxia, one from placenta
previa (Apgars 1 and 4) and the other from shoulder dystocia (Apgars 0 and 3)22. The count of nucleated red cells
per 100 white cells was 220 at 6 hours, 99 at 24 hours, and 20 at 3 days in the first, and 361 at 6 hours and 100 at three
days in the second. The normal term cord blood value was 7.3. The authors comment that “the reticulocyte response to
hypoxia/erythropoietin is generally not seen until the second or third day after hypoxia.”
Elevated umbilical cord nRBC count correlated with cord blood gas acidemia (pH,7.2) in a study of 1561 cases 6.
The correlation was significant for the subsets of respiratory or uncompensated metabolic acidosis, but not for compensated
metabolic acidosis. The authors were surprised that the short duration to develop respiratory acidosis would increase circulating
nRBCs. They also found correlations with decreasing pH, decreasing base excess, and Apgar scores. Meconium passage before
birth and an admission to the NICU were also associated. The few cases with parameters consistent with asphyxia had the highest
mean values. Nine infants with pH< 7.0 had 57.4 (2-276) nRBC/100WBC and 7.78X106
nRBC/ml, and 8 infants with an five minute Apgar score equal or less than 3 had 41 (0-151) nRBC/100WBC and 8.3 X106
nRBC/ml. These results were not statistically significant compared to normal (N=1442) 8.5nRBC/100WBC or 1.08 nRBCx106/ml.
The small numbers and wide ranges probably accounts for this result. While wide ranges were true in all groups, the more normal
the outcome results, in general the smaller the standard deviation. The association may not be a continuum of acidosis to
increasing nucleated red cells but a mix of causes and timing (including recovered asphyxial episodes) that statistically
appears to show a direct relationship.
A study of three groups of patients, 1) 39 with elective Cesarean section, 2)
55 with spontaneous vaginal delivery, and 3) 55 with emergency Cesarean section demonstrated elevated nRBC correlated with
emergency Cesarean section and with umbilical blood pH23.
A similar approach demonstrated elevated nRBC counts in the first 12 hours of life of infants with early onset seizures
compared to controls (18.4 v 4.6 nRBC/100WBC, P <.0008 )24. The seizure group had a large range with a median
of 10nRBC/100WBC. The contols had a range of only 0 to 11, and only 3 were at 11. The authors argued that for the neonates
with seizures and elevated nRBC counts that the intrapartum injury had preceded birth by 48 to 72 hours bases on animal studies,
but tempered by a lack of human studies. A letter in response to the study stated that they had considered only an erythropoietin
based elevation of nucleated red cells, but that a severe hypoxia by increasing blood flow to the bone marrow and opening
pores would allow a rapid egress of already formed nucleated red cells25. There was no citation for this opinion.
In a study of nRBC counts between 12 to 24 hours of age in infants of diabetic mothers, no difference was found between
asphyxiated (N=54) and non-asphyxiated infants (N=25), although both groups were elevated compared to controls5.
This anomalous result is likely due to the definition of asphyxia as a one minute Apgar score less than 7.
A study correlating nRBC counts with fetal heart rate patterns found a statistical correlation after multiple regression
analysis only with the time from last fetal heart rate acceleration to delivery and the nRBC count26. Using a cut
off at the 90th percentile (24 nRBC/100 WBC, the absence of fetal heart rate accelerations within 55 minutes of
delivery had a positive predictive value of 39% and a negative predictive value of 96%. This might interpreted that less than
one hour of fetal acidosis can elevate nRBC’s, but there could be other explanations since many cases did not have a
Low risk term infants with onset of non-reassuring fetal heart rate tracing had mean higher interleukin 6 levels, lower
cord pH, and higher nRBC counts compared to normal term infants. While erythropoietin did correlate with nRBC levels, the
mean was not different between cases and controls. No attempt was made to correlate criteria for intrapartum asphyxia or later
brain injury. Since interleukin 6 can be stimulated by hypoxia and stimulate
red blood cell maturation, and since the onset of the non-reassuring heart rate was likely to result in short interval before
delivery (times were not specified in the report), the authors suggest that Il-6 may be the mediator of a rapid rise in nRBC’s
in response to fetal hypoxia. No doubt a spell check error, but the authors note among the associations of elevated fetal
nucleated red cells is “intrauterine academia” [sic].
Another way to approach the timing of the nRBC response to acute hypoxia is to look at infants with successful CPR
from cardiac arrest. In one such study, the majority of detectable elevation of nRBCs took 2 to 3 hours with the shortest
of 1.25 hrs associated with trauma27. This was a study of only 13 patients, age 8 days to 3.5 years with a variety
of illness. Nine of the patients had a blood film the day before arrest with no nRBCs in 8 and 0.14 x 109/L in the other.
Post CPR levels varied from .03 to 2.0 nRBCS/ 109/L. None of these patients would have had significant hepatic erythropoiesis.
One study that did use criteria of severe acidosis, umbilical cord pH <7.0
and a base excess <-12 mEq/L found a significant elevation of nRBCs in 26 acidemic infants (11.9+-13.5 nRBC/100WBC
(range 0-45) compared to 3.9+-2.9 (range 0-11) in controls28. The study excluded cases with other possible causes
of elevated nRBCs. As in all such studies there was a wide scatter of values. Of the 3 infants who developed major neurologic
complications two were similar cord pH 6.53, 6.57, Base excess -32.3, -31.5 and nRBCc/100WBC 16,18. The other affected infant
had a cord pH of 6.98, BE -13.2 and 11 nRBC/100WBC. None had very high nRBC counts that would have distinguished them, although
all were above normal. The authors argue that since metabolic acidosis takes time to develop, and nRBC release follows more
than 48 hours after an ischemic event, that these cases demonstrate a long period of prepartum hypoxia. However, there study
had no measures of prenatal fetal status.
Brain injury and nRBC count
Naeye and Localio proposed that elevated neonatal lymphocytes and nucleated red cells might be used to time the onset
of hypoxic ischemic fetal brain injury29. They analysed 16 children with quadriplegic cerebral palsy who had a
known time of injury based on clinical information, using either the onset of bradycardia, the cessation of fetal movement
or in one case the onset of pain with abruption (47 hours before delivery). Of 13 infants with measurements in the first 24
hours, only one was below their choice of high normal of 2,000 nRBC/ml. If the graph letters a-p correspond to the infants
in order listed in the table, and if the time of the measurement is plotted accurately on the graph, the infants with ischemic
events occurring within 3 hours of birth all have elevations of nRBCs within 12 hours, with 5 appearing to be at 6 hours or
less. nRBCs counts after 24 hours have generally dropped below 2000, but there were exceptions and these had dropped considerably
from earlier values. Case P had persistent elevation at 5 days. If the case list corresponds to the letter, then this was
a case with 74 hours of decreased fetal movement. The criteria for timing of injury may not be valid. The article states “
Only a few minutes are required for severe, sustained ischemia and hypoxemia to cause irreversible brain damage, so we used
these manifestations of fetal brain and heart dysfunction as indicators of the time the damage started”. This reasoning
is flawed because conditions that cause development of brain acidosis over time can also damage the brain. In the 2 cases
of fetal hemorrhage with decreased fetal movement for 24 hours, the injury could have been sustained closer to labor than
the onset of decreased movement. This could also be true for the knot in the umbilical cord with decreased movement 50 hours
prior to delivery as well as some of the prolonged abruptions. Even more puzzling are two cases of abruption with fetal bradycardia
lasting 10 and 20 hours respectively. The article also states that the placentas were examined and all abruptions were acute,
yet the clinical timing of the abruptions varies from 0.2 to 74 hours. This suggests that some were more chronic and less
than complete, at least at the time of stopped fetal movement.
Phelan and associates have studied the nucleated red blood cell counts in infants from the National Registry for Brain
Injured Babies who suffered hypoxic ischemic encephalopathy as neonates 30. They carefully excluded all cases and
controls with known causes of elevated nRBCs. They subdivided the cases by fetal heart rate patterns into three groups:”
group 1 (preadmission) , non-reactive FHR pattern from admission to delivery; group II (tachycardia) reactive FHR pattern on admission followed by a prolonged and sustained FHR tachycardia with decelerations
and loss of FHR variability; group III (acute) reactive fetal heart rate pattern on admission with the occurrence of an acute
catastrophic event such as a uterine rupture or cord prolapse resulting in a prolonged FHR deceleration”. The measures included first count (either cord or neonatal), peak count and time to normalization of count.
The 46 neurologically impaired infants had a higher mean count (timing of this count not given) than 83 controls, 34 compared
to 3 nucleated red cells per 100 white cells, p <0.0001. There was a wide
range in the cases of 1 to 45 nRBC/ 100 WBC, and all of the cases with values above the mean were in a subgroup that had a
nonreactive fetal heart tracing from the time of admission. This group also had a significantly longer time to normalization.
The study was retrospective and the authors could not determine the time of the asphyxial event. The eight cases with uterine
rupture all had nucleated counts below twenty.
This group repeated the study with a larger total of 153
neurologically impaired infants and found essentially the same results31. There was an unequivocal mean elevation
of nRBS in the first blood count in all of the asphyxiated infants compared to controls, but the graphic presentation shows
that there are large numbers of asphyxiated infants with nRBCs in the normal range. The subgroup data is graphed only for
the peak nRBC level, but this seems to show that there is a subgroup of infants in group I with very high values, while most
in group 1 and all the infants in groups II and III have much lower values. A clearance time is calculated based on the interval
from birth to a blood count of 0. Not clear is how often blood was counted. The values are in hours. Group I had a significantly
longer clearance time than the other groups, which is then graphed as a straight line. Naively, it appears that the higher
mean value took longer to clear which could reflect simply the quantity of cells. A sample of rounded data presented as nRBCs/
100 WBC ± SD (range) is the initial nRBC counts for the groups control 3 ± 3.0, (0-12); group I: 49±107 (0-732); group II
11.±10 (0-38); and group III 13±13 (0-76). All three groups were significantly different from the control value. The simplest
conclusion is that a subset of infants arriving at the hospital without variability had very high nRBC counts that took longer
to clear than those infants with lower counts. Unclear is why the infants in the other groups do not have nRBC counts that
eventually reach the level of some in group I.
Phelan’s group relooked at nucleated red cell counts as well as lymphocyte counts in brain injured neonates in
two groups, those who had an initial non reactive fetal heart rate pattern and those who had normal fetal heart rate pattern
on admission but later developed bradycardia32. The preadmission group had 50 of 66 counts with nRBCS greater than
the normal value of 2000 cells/ml compared to 18 of 35 in the initially normal group. They also noted that in the 24 to 48
hours after delivery, 12 infants still had elevated nRBCS counts and all of these were in the preadmission injury group. Thus,
the differences in the groups may not reflect timing of injury but other factors that result in the persistence of nRBCs,
at least in some infants. This could be due to the underlying condition elevating the counts, to reduced clearance of nRBCs
or to a continued stimulus for release or increased production and release of nRBC’s.
A study compared 176 infants between 23 and 34 weeks of gestation who developed periventricular leukomalacia (PVL)
within 6 weeks of delivery to gestational age matched controls33. The brain injury group did show a significant
mean elevation of nRBC/100 WBC counts, but this association did not remain significant with multivariate analysis. The nRBC
count had low predictive value for PVL. Multivariate analysis did preserve an association of elevated nRBCs with oligohydramnios,
intrauterine growth restriction, and preeclampsia which all may be markers of placental ischemia and fetal hypoxia. The study
also confirmed an association by multivariate analysis with an umbilical cord pH < 7.0 and a base excess of < -12.
A similar study of brain injured infants, birth weight 499 to 1751 grams, with more restrictive timing (brain lesion
within 7 days of birth) but broader pathology (PVL or grade III/IV intraventricular hemorrhage) also found no significant
increase in nRBC/ 100 WBC in samples within 24 hrs of birth compared to controls matched for gestational age and birth weight34.
This study did confirm a relationship of nRBC /100 WBC to small for gestational size independent of gestational age group
(above or below 28 weeks) and remaining significant for the 10th, 25th and 50th percentile
comparisons. The mean difference between the lower 10% birth weight group and the high 50th percentile was 89.7
±196.6 versus 31.2 ± 34.8. This is a three fold drop in mean although still much higher than normal term infants. There was
a much smaller standard deviation in the higher birth weight infants.
An very detailed study with long follow up on both preterm and term infants reported a strong correlation of nRBC counts
with many measures of infant neurological outcome and of perinatal hypoxia independent of gestational age35. Absolute
values of nRBCs / ml were used, and the ratio to WBC was not given. The study was prospective, used measures of cerebral blood
flow determined by Doppler, and had regular neurological assessments until 36 months of age. Controls were matched for gestation
and birth weight and there were strict exclusions for known non hypoxic causes of elevated nRBC counts. The statistics were
fairly simple with no attempt to analyze multiple variables nor to develop receiver operator curves to test positive predictive
values of the nucleated red cell count for brain injury. The most important results are presented in a 3 D histogram that
appears to show mean and standard deviation so the values can only be approximated, for cerebral Doppler abnormalities at
48 to 72 hours mean 9,000 nRBC/ml compared to controls 3,000, for 6 month old brain sonogram abnormalities 8,000 compared
to 4,000 and for abnormal neurodevelopment at 3 years of age 6,000 compared to 2,000. The differences were 2-3 fold with separation
of the cases and controls by more than one standard deviation. If white cell counts were available and more data presented,
comparison with the other more restricted studies would have been possible.
A study of 33 term infants with relatively broader than
accepted criteria for perinatal asphyxia (umbilical pH <7.1, base deficit > 10 or a 5 minute Apgar score ≤ 5)
found no association of neonatal brain deficit at 30 months of age nor with magnetic resonance spectroscopy evidence of brain
injury36 These counts were from routine care of the neonate but were done within 24 hours of birth. Interestingly
in the graph of the results, the only four infants with counts above 60nRBC/ 100 WBC, all had brain injury.
Placental pathology and nRBC
There is only one significant study that indirectly looks at placental pathology and NRBC. The study correlates nRBC
counts with cord erythropoietin levels37. Pathological findings in 300 placentas were correlated with erythropoietin
levels and umbilical arterial pH. Using multiple regression analysis, meconium phagocytosis and fetal vasculopathy correlated
with elevated erythropoietin levels. There was a negative correlation of small placental size with umbilical arterial pH.
This study confirmed a correlation of small for gestational age with elevated cord erythropoietin level, and a lack of correlation
in 112 bloods studied between erythropoietin level and venous hematocrit. Detail was presented on the 10 cases with the highest
erythropoietin level. Three had maternal diabetes, three had twin to twin transfusion, and 2 had vaginal bleeding, one with
bloody amniotic fluid. This study was of limited value in clarifying a relationship between placental findings and nRBC counts,
in part because of the use of broad diagnostic categories of placental findings.
Animal studies of hypoxia
In a pregnant rat model using a hypoxic chamber over 2 hours that resulted in 41 % decrease in maternal oxygen tension
and a decrease in blood pH and was known to produce neuronal brain injury in the hippocampus and thalamus, the fetal nRBC
increase was not significantly above control values until 12 to 24 hours after the maternal hypoxia38.
Pregnant sheep were placed in an environment of 12-13 % oxygen39. This resulted in fetal hypoxemia and increased
red cell volume. There was an increase in erythropoietin measured on the earliest sample at 12 hours of hypoxia, but this
was statically back to normal by 7 days. Nucleated red cells were not counted. Another lamb study used maternal nitrogen inhalation
to produce acute and chronic hypoxemia and a third group injected with erythropoietin40. With hypoxia, erythropoietin
was elevated in the lamb within one day. Reticulocyte counts, which were sampled every other day, peaked at 4 days in all
three experimental groups of animals. In a study that produced fetal hypoxemia by injecting sodium nitrate into fetal veins
to produce methhemoglobin and hence hypoxemia, erythropoietin was elevated by the fourth hour of a five nitrite infusion41.
The infusion was also accompanied by lactic acidosis, and fetal tachycardia. A trial with fetal lactate infusion did not produce
any of these effects. Nucleated red cells were not measured.
Basic science of red cell release
Ultrastructural studies found that mature red cells pass through apertures in the endothelial cells at areas without
basement membrane or adventitial cells. The latter cells appear contractile and capable of retracting. Erythropoietin treatment
of mice results in a two fold increase in reticulocytes within 2 hours and greatly increases the number of apertures. This
effect was inhibited in transfused mice, and the packing of red cells in the marrow sinuses was postulated as the mechanism
for this inhibition42.
In a study of the response of injection of recombinant human erythropoietin into healthy volunteers demonstrated an
increase of immature reticulocytes in the first blood sample 12 hours after the injection43. This appeared too
early to have been the result of increased erythropoiesis. No samples were taken closer to the time of injection, and there
were no increases in nucleated red cells.
Counting nucleated red cells from the placenta
Fetal nucleated red blood cells can be seen in microscopic sections of placenta (fig3). An absolute red cell count can be done on fetal capillaries and the percentage of nucleated to non-nucleated calculated.
This technique was used successfully to estimate gestational age in placentas less than three months of gestation44.
After 3 months of gestation, the ratio of nucleated to non-nucleated red cells is on the order of 1 per thousands making exact
counts impractical. Another approach is to count the number of nucleated red cells in a measurable area of fetal intravascular
space, then calculate the number of nRBC’s per volume of blood. In one study, this technique using either the umbilical
cord or large chorionic vessels showed a significant correlation with the neonatal nRBC count obtained within 2 hours of delivery45.
The placental mean nRBC count was 1.37 x 109 ± 1.78 x 109/L compared to the blood count values of 4.81
x 109 ± 5.46 x 109/L. The study did not evaluate inter-observer variability, but the low counts are
very likely due to overestimates of blood volume. Another study demonstrated
the futility of trying to count nRBCs in a 10 high power fields of villi unrelated to the number of white or red cells counted46.
The numbers of NRBCs in this study did not even correlate with the umbilical cord counts. Fox counted 400 terminal villi with
“fully sinusoidal capillaries” per placenta, estimating this included approximately 12,000 red blood cells21.
The count was based on villi with a nucleated red cell even if there was more than one nucleated red cell in a villus, which
is rare. He found that 95% of placenta had less than 13 positive villi, or less than 1 nucleated red cell per 1000 red cells.
Only nucleated red cells with a distinct “hemoglobinized” halo were counted. Lymphocytes superimposed on red cells
were distinguished by focusing in different planes.
A much simpler technique that can be practiced without painstaking effort is to count the number of nucleated red cells
compared to white cells. This technique was shown to have results not statistically
different from counts on umbilical cord blood47. This same study also demonstrated a similar accuracy for determining
the number of neutrophils and of lymphocytes per 100 WBC. As the authors point out, changes in magnitude of white cells are
small compared to changes in nRBCs. A decrease of 50% of WBC from infection, would give a false doubling of the nRBC count,
but as a practical matter given the usually low numbers of nRBCs in tissue section, this error may be less than the inaccuracies
from random unevenness in distribution of cells and ambiguities of cell morphology caused by tissue sectioning. Many studies
using blood counts have used nRBC/ 100 WBC as the metric and have found useful clinical correlations.
A novel approach was to use a 19 gauge needle aspirate
blood into a syringe by random puncture of the placental plate and then aspirating a within a volume of placenta in vitro48.
There was direct correlation of nRBC counts by this technique with those obtained by conventional intravascular aspiration
of cord blood, but at ½ to 1/3 lower values. This was done in vitro, but the discussion suggests that the results may hold
in vivo. Since in vivo there is likely to be much more maternal blood in the intravascular space, the proportion of fetal
blood is likely to be lower. A 19 gauge needle is not really a fine needle and could predispose to a real risk of fetal maternal
hemorrhage if used aggressively.
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